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Samurai Sword Information
Statistically, there were around 1 1/2 million swords existing
before World War II. Around 1/3 of them were over 2 feet in length (daito).
At present, there are more samurai swords in the United Sates than
there are in Japan. Japan has no more than 100,000 swords today.
Around 250,000 to 350,000 swords has been brought into United States
as war souvenirs by returning servicemen after the end of Pacific
War during the occupation of Japan. Most of them are long sword (daito)
which is formerly used by Japanese commissioned and non-commissioned
officers. Around 70% of the long sword are in United States today.
Swords of buke-zukuri type, neo-army (shin-gunto) type, proto-army
type (kyu-gunto) type, police sabers, army parade sabers, navy
types, ken and jindachi-zukuri types have been brought into United
States.
Samurai swords can be classified by length or by the types of
mountings.
Classifications of swords by length
Japanese use the shaku to measure the length of the cutting edge of
the samurai swords. 1 shaku = 11.903542 inches.
Long Sword (Daito): over 2 shaku in length; there are the longer of
the two swords commonly worn by the samurai; difficult to temper a
daito because of its length.
Medium Sword (Wakizashi): 1~2 shaku in length; worn by samurai as
auxiliary sword, or by non-samurai, who were allowed to wear no more
than one sword of this length.
Short Sword (Tanto): less than 1 shaku in length; the shorter of the
two swords worn by the samurai as auxiliary swords. Women and
tradesmen used them as protective weapons. Commonly called as
hara-kiri knives. They are usually the hira-zukuri (without
ridgeline) types.
Classifications of Swords by mountings
Ken mountings: The oldest type known for swords of the
ancient sword period. Straight, either single or double-edged
blades.
Jindachi-zukuri mountings: For the long sword of the Old Sword
period and were 4 ~ 5 feet in length. There were two rings on the
scabbard because the swords worn suspended from the hip by cords.
Many imitations of these mountings copied in the past one hundred
years in some areas of Japan.
Buke-zukuri mountings: Come from the New Sword period. The
handle is bound with narrow tape or leather thongs. There were no
rings attached to the scabbards because the words were worn on the
left hip, inserted between the hip and the sash and not suspended.
The full length of this mounting was 3 ½ ~ 4 ½ feet. This is the
most common and is of great interest to connoisseurs. There have
pockets for a kozuka (utility knife), a kogai (skewer), or a set of
wari-bashi (split chopsticks) near the mouth of the scabbard. At the
most, only two of these three itens were carried in the pockets of a
scabbard.
Shira-saya mountings: Made of plain wood and were used to
protect the blade or to replace a damaged mounting. It has no guard.
It is also called as yasume-zaya (resting scabbard). This type is
convenient for protecting a blade or an original mounting. A
substitute blade (tsunagi) of wood or bamboo will be inserted to
preserve the mounting when a blade is not kept in its original
mounting.
Gunto (Army and navy swords) and their mountings
Kyu-gunto (proto-army sword) mountings: The scabbard was chrome
plated. The handle was wrapped with shark or giant-ray skin and
bound with gold-colored wire. There was a strip of metal starting at
the base to the top of the hilt.
Shin-gunto (neo-army sword) mountings: The scabbard of this
type resembles that of jindachi-zukuri mounting but is made of
brown-colored metal and usually covered with leather when used in
combat area. The handle, which is bound by leather thongs or cord,
resembles that of buke-zukuri type. The handle usually has
cherry-blossom designs on its pommels and ornaments. Blue color of
tassel is for company grade; red is for field grade; red and gold is
for general grade.
Kaigunto (naval sword) mountings: Three types of swords used
by the officers of the Japanese navy: (1) about 15 inches long short
sword; (2)long and bears a close resemblance to the jindachi-zukuri
type or new-army type; having two rings attached to its dark
scabbard. (3) long, but narrow and looks like a police saber.
Shikomi-zue (Sword cane) mountings: Made after the Meiji
Restoration and most of them are of a poor grade.
There are two main parts of the sword:
(1) The blade
(2) The mountings
Composite of the blade
The point (Kissaki):
The point is the most difficult part of a sword to forge and to
polish. The value of the sword is mainly determined by the condition
of its point. Tempered lines (boshi) on a point need not necessarily
be identical on both sides of the blade. Points can be classified
into different types of the blade regardless of size, by size and
shape, or by their tempered lines (boshi):
Dividing line of surface and point (Yokote)
Ridgeline (Shinogi): This line will not found on hira-zukuri
blades.
Upper surface or ridge area (Shinogi-ji): Wide or narrow
Surface (Ji) and surface decoration:
- Grooves: were made for preventing the sword from bending and to
lesser weight originally. Gradually were made for pure decoration.
Carvings and inscriptions: A sword is not necessarily a good
sword only because of its carvings or inscriptions on its surface or
upper surface.
Tempered line (Yaki-ba): It is a continuous straight or
wavelike line running the length of the blade. When skillfully
polished, the tempered line, which is the hardest part of the steel,
takes on a white color. It represents the most beautiful feature of
samurai swords and is the most important item in their appraisal.
Back or top ridge (Mune)
Curvature (Sori): It is measured at the top ridge of a sword.
Curvatures are classified into 2 types: deep and shallow.
Tang (Nakago): It fits in the handle or hilt. It is important in
appraising samurai swords because they often reveal the date of a
sword’s construction and the identity of its maker. It can be
classified by the shapes of tangs, shape of tips of tangs, file
marks on tangs (yasuri-me), rivet hole in the tang (mekugi-ana) or
the inscriptions on tangs.
Mountings
Including all the fittings and furniture of the sword exclusive
of the blade. Mountings are classified by:
Scabbard (Saya): It is made of wood to protect the blade. It
is lacquered or inlaid usually. Some scabbards have pockets that we
mentioned before.
Guard (Tsuba): It is made of steel, copper, silver or some
other metal to protect the palm of the hand when holding the sword.
It is usually has patterns or designs on both sides. More decorative
design with maker’s signature will usually at the front side and the
backside is usually less decorative. People like to do collection of
tsuba because of the beautiful craftsmanship displayed in their
construction. The front side of tsuba always face toward the hilt
when mountings are assembled.
Hilt or handle (Tsuka): It is made of wood and is wrapped in
ray skin and taped that made of silk, leather, or cotton and may be
either broad flat tape or cords wound in sets.
Collar (Habaki): It is made to prevent the blade from
rattling in the scabbard and from slipping out of the scabbard.
Spaces or washers (Seppa)
Pommel or metal sleeve (Fuchi)
Rivet hole of the hilt (Mekugi-ana)
Hilt ornaments (Menuki): A hilt has a pair of menuki with
identical designs or companion or counterpart designs.
Pommel at base (Kashira)
Commonly, the samurai-sword blades are divided into the hira-zukuri
type (without ridgeline) and the shinogi-zukuri type (with
ridgeline). There are eight different types of the common
samurai-sword blades:
Shinogi-zukuri, which is the most common and mostly found in long
swords (daito).
Kanmuri-otoshi.
Unokubi-zukuri, which is found in short swords (tanto) after the
late Kamakura period.
Shobu-zukuri, which was popular in the Muromachi period and
generally, found in short blades.
Moro-ha, which is found in the tanto from the mid-Muromachi period.
Straight blades with two cutting edges are known as ken.
Kata-kiri-ba, which is found in the short blades and was popular in
the late Kamakura and the Momoyama period.
Kata-shinogi, the blades are generally short.
Hita-zukuri, which is the most common type for short blades without
ridgeline.
Besides, there are five different types of construction of the
blades:
Maru-gitae, which is with one grade of steel and used for mass
production. Usually the swords reveal a smooth, grainless appearance
on their surfaces.
Wariba-gitae, which is a better construction than Maru0gitae because
harder blade-steel is applied to the blade.
Makuri-gitae, which is with the soft core that, surrounded by hard
steel.
Hon-sanmai-awase-gitae, which is the skin steel cover the soft core
and harder blade steel.
Shiho-zume-gitae, which is same as Hon-sanmai-awase-gitae with the
addition of back steel.
The metal is heated, stretched and folded as many as twenty times
before the sword assume its final form. Fine layers appear on the
ridge area and surface that is called the grain (hada). There are
different types of grains:
Plain (muji)
Straight grain (masame-hada)
Wood or wood-vein grain (itame-hada)
Burl grain (mokume-hada)
Curved grain (ayasugi-hada)
There were a lot of problems that faced by the smiths in the ancient
times. The smiths discovered that a sword with a razor-sharp blade
very often broke off when used against armor. However, an
unbreakable blade made of soft steel would bend. Another issue was
to make the light sword for use in combat. The smiths found that the
most satisfactory weight for a sword is around 2 or 3 pounds. There
are many methods of making swords. Some of the methods have to go
through many times of repeating process of heating and folding of
the steel. After that, the smith engraved his signature and the
blade was transferred to the polisher. Meanwhile, different artist
will work on different parts of the swords like hilt ornaments,
handle bindings, guards, and the sheaths.
Continued >
COMING UP NEXT: Samurai Sword - How They are Made
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